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Advisor at LPL ENTERPRISE, LLC
GREAT NECK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Jun 9, 2025 | n/a | yes | GREAT NECK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Feb 28, 2025 | Apr 2, 2025 | no | NEW YORK, NY | Previous registration |
| EDWARD JONES | National bd RIA | Jun 15, 2024 | Feb 19, 2025 | no | Washington, DC|ST LOUIS, MO|New York, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 7, 2022 | Apr 30, 2024 | no | Baltimore, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL ENTERPRISE, LLC | Apr 2, 2025 | Jun 9, 2025 | 68 | Firm change | Wirehouse to ibd |
| EDWARD JONES | J.P. MORGAN SECURITIES LLC | Feb 19, 2025 | Feb 28, 2025 | 9 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | EDWARD JONES | Apr 30, 2024 | Jun 15, 2024 | 46 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:250:MD:2024-04-22 | Apr 30, 2024 | Jun 15, 2024 | BALTIMORE, MD | Firm change |