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W•••••• A• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

W•••••• A• C•••••••••

Advisor at C••••••••• A•••••••• I••

APEX, NC

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Search this name across graphsid dfx:ria:2a542145-8861-356b-5824-d566b874ffad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A•••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 27, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A•••••••• I••	State registered	Jan 22, 2015	n/a	yes	APEX, NC	Current employment
C••••••• F•••••••• A•••••••• I•••	Independent wealth	Jan 26, 2012	Jan 20, 2015	no	GREENSBORO, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• A•••••••• I•••	C••••••••• A•••••••• I••	Jan 20, 2015	Jan 22, 2015	2	Firm change	RIA to state RIA
M••••• S••••••	C••••••• F•••••••• A•••••••• I•••	Jun 13, 2011	Jan 26, 2012

Relationships

Registered with (6)

→ C••••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 22, 2015 to presentfactForm ADV
→ C••••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 26, 2012 to Jan 20, 2015factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 13, 2011factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a542145-8861-356b-5824-d566b874ffad
First observed: Feb 10, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.