DFX Intelligence

J•••• M•••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• M•••••• B•••

Advisor at C•••••• W••••• S•••••••• L••

PALM DESERT, CA

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Search this name across graphsid dfx:ria:2a63e5ef-c8d9-be33-0bd8-14fcdebeb8d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• S•••••••• L••	Independent wealth	Feb 16, 2026	n/a	yes	PALM DESERT, CA	Current employment
S•••••••• W•••••• L••	Independent wealth	May 1, 2023	Oct 3, 2025	no	LOS ANGELES, CA\|LOS ANGELES, CA\|Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W•••••• L••	C•••••• W••••• S•••••••• L••	Oct 3, 2025	Feb 16, 2026	136	Firm change	RIA to RIA
S•••	S•••••••• W•••••• L••	May 1, 2023	May 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
108163:165168:CA:2023-05-01	May 1, 2023	May 1, 2023	LOS ANGELES, CA	Firm change

Relationships

Registered with (7)

→ C•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Feb 16, 2026 to presentfactForm ADV
→ S•••••••• W•••••• L••Registered adviserregistration: previous registration
May 1, 2023 to Oct 3, 2025factForm ADV
→ S•••Registered adviserregistration: previous registration
Jul 17, 2017 to May 1, 2023factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
J•••• M•••••• B••• left S•••••••• W•••••• L•• for C•••••• W••••• S•••••••• L•• (registered 2026-02-16)
Form ADVobserved 7 days ago
Occurred
May 1, 2023
Advisor changed firm
J•••• M•••••• B••• left Seia for S•••••••• W•••••• L•• (registered 2023-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a63e5ef-c8d9-be33-0bd8-14fcdebeb8d0
First observed: Aug 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.