DFX Intelligence

W•••••• C•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

W•••••• C•••••• C••••••

Advisor at L•• F•••••••• L••

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:2a6d25c7-dac9-a263-fd38-8634926fb2ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 13, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 18, 2006	n/a	yes	FLORHAM PARK, NJ	Current employment
H••••••• I••••••••• P•••••••• L••	n/a	Jan 22, 2008	Dec 31, 2021	no	CHATHAM, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• I••••••••• P•••••••• L••	n/a	Dec 31, 2021	n/a	n/a	Departure no registered destination	Departure
M••••••••• F•••••••• G••••• L••	H••••••• I••••••••• P•••••••• L••	Feb 11, 2008	Jan 22, 2008	-20

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 18, 2006 to presentfactForm ADV
→ H••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 22, 2008 to Dec 31, 2021factForm ADV
→ M••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Aug 21, 2006 to Feb 11, 2008factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a6d25c7-dac9-a263-fd38-8634926fb2ab
First observed: Jun 25, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.