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G••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

G••••••• A•••••••

G••••••• A•••••••, LLC, CRD 169174

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:2a78ce29-913a-9402-e1f4-6788203e9186

Data as of Mar 8, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2013 to Mar 8, 2018
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.2MItem 5.F on the latest filing (2018-03-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••• M••••••••• L••	Member	C	yes	09/2013	Oct 3, 2013	Mar 8, 2018
G••••••• C•••••• M•••••••••	Member	D	yes	09/2013	Oct 3, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$10.0M	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$21.2M	$24.8M	-14.6%	$14.4M	13.8%	5	5	0	n/a

Relationships

Affiliated with (1)

→ G••••••• C•••••• M•••••••••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← G••••••• C•••••• M•••••••••OwnerMEMBER, ownership code D, domestic entity
Oct 3, 2013 to presentfactForm ADV
← T••••••••• R•••• D••••OwnerMEMBER, ownership code E, individual
Oct 3, 2013 to presentfactForm ADV
← P•••••• J•••••• L••••OwnerMEMBER, ownership code E, individual

Dated events

Occurred
Oct 3, 2013
First Form ADV filing
G••••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a78ce29-913a-9402-e1f4-6788203e9186
First observed: Oct 3, 2013
Last observed: Mar 8, 2018 104 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.