E••••• A• R•••

Advisor at N•• E••• W•••••

Coral Gables, FL | STAMFORD, CT

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Search this name across graphsid dfx:ria:2a7fb2a5-de3a-932f-d6c3-81db0f0415bb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• E••• W•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• E••• W•••••	Bd affiliated wealth	May 1, 2026	n/a	yes	STAMFORD, CT\|Coral Gables, FL	Current employment
M••••• S••••••	Wirehouse	Mar 17, 2025	Apr 30, 2026	no	Miami, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	N•• E••• W•••••	Apr 30, 2026	May 1, 2026	1	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ N•• E••• W•••••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 17, 2025 to Apr 30, 2026factForm ADV

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a7fb2a5-de3a-932f-d6c3-81db0f0415bb
First observed: Mar 17, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.