This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OPPENHEIMER & CO. INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1983earliest registration or exam on IAPD

Years in industry

43derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S63|S66

First exam

Oct 5, 1990

First registration

Aug 10, 2010

Dual registered

yes, broker-dealer

Other names

AUDRE SUZANNE NORTON|AUDRE SUZANNE LOUDON

IAPD individual key

1997160

• Occurred

  Jan 8, 2024
  Advisor changed firm

  Audre Suzanne Robertson left Carlson Financial for Oppenheimer & Co. Inc. (registered 2024-01-09)

  Form ADVobserved 6 days ago
• Occurred

  Aug 23, 2022
  Advisor changed firm

  Audre Suzanne Robertson left Raymond James Financial Services Advisors, Inc for Carlson Financial (registered 2022-09-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2a8101d2-6576-38b5-03e9-0cc49f891af7

First observed

Aug 10, 2010

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.