DFX Intelligence

M••••••• P• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

M••••••• P• F••••

Advisor at C••••• P••••••• L••

WESTFIELD, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:2a89b449-35fd-2810-685b-3bbe74b158af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Feb 4, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••••• P• F••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 26, 2023	n/a	yes	WESTFIELD, NJ\|NEW YORK, NY	Current employment
R•••• T•••• W••••• M•••••••••	Former SEC adviser	Feb 4, 2008	Dec 6, 2022	no	NEW YORK, NY\|WESTFIELD, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• T•••• W••••• M•••••••••	C••••• P••••••• L••	Dec 6, 2022	Jan 26, 2023	51	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111304:151559:NJ:2022-12-02	Dec 6, 2022	Jan 26, 2023	WESTFIELD, NJ	Firm change

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 26, 2023 to presentfactForm ADV
→ R•••• T•••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 4, 2008 to Dec 6, 2022factForm ADV

Dated events

Occurred
Dec 6, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a89b449-35fd-2810-685b-3bbe74b158af
First observed: Feb 4, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.