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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MARC H. GUSTO

Advisor at LPL FINANCIAL LLC

PLANTATION, FL | Plantation, FL | SAN DIEGO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 22, 2008
First registration: Mar 4, 2008
Dual registered: yes, broker-dealer
Other names: MARC H GUSTO
IAPD individual key: 5390728

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 4, 2023	n/a	yes	SAN DIEGO, CA\|Plantation, FL\|PLANTATION, FL	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 29, 2016	Oct 3, 2023	no	PLANTATION, FL	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Feb 18, 2016	Sep 22, 2016	no	AUSTIN, TX\|Plantation, FL\|AUSTIN, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 24, 2009	Feb 25, 2016	no	CHARLOTTE, NC	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Mar 4, 2008	Jun 24, 2009	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	LPL FINANCIAL LLC	Oct 3, 2023	Oct 4, 2023	1	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 29, 2016	-146	Bulk transfer	Other
LPL FINANCIAL LLC	NFP ADVISOR SERVICES, LLC	Feb 25, 2016	Feb 18, 2016	-7	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	LPL FINANCIAL LLC	Jun 24, 2009	Jun 24, 2009	0	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 24, 2009 to Feb 25, 2016factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 29, 2016 to Oct 3, 2023factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Feb 18, 2016 to Sep 22, 2016factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Mar 4, 2008 to Jun 24, 2009factForm ADV

Dated events

Occurred
Oct 3, 2023
Advisor changed firm
Marc H. Gusto left Kestra Advisory Services, Llc for Lpl Financial Llc (registered 2023-10-04)
Form ADVobserved 6 days ago