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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JARED DOUGLAS WHITTEY

Advisor at LPL FINANCIAL LLC

SWARTZ CREEK, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 9, 2000
First registration: Mar 27, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4208077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 5, 2015	n/a	yes	SWARTZ CREEK, MI	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 8, 2015	no	VERNON, MI\|SWARTZ CREEK, MI\|FENTON, MI\|FLUSHING, MI\|FLUSHING, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 30, 2010	Oct 1, 2012	no	VERNON, MI\|GRAND BLANC, MI\|LANSING, MI\|SWARTZ CREEK, MI	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	May 22, 2009	Feb 25, 2010	no	SAGINAW, MI\|WHITELAKE, MI\|FENTON, MI\|MIDLAND, MI\|BAY CITY, MI\|SAGINAW, MI\|HIGHLAND, MI\|SAGINAW, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	May 5, 2009	no	SWARTZ CREEK, MI\|VERNON, MI\|CHICAGO, IL\|FLUSHING, MI	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Mar 27, 2003	Jul 6, 2005	no	FLUSHING, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Jan 8, 2015	Jan 5, 2015	-3	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
FIFTH THIRD SECURITIES, INC.	CHASE INVESTMENT SERVICES CORP.	Feb 25, 2010	Mar 30, 2010	33	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	FIFTH THIRD SECURITIES, INC.	May 5, 2009	May 22, 2009	17	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:6413:MI:2015-01-05	Jan 8, 2015	Jan 5, 2015	FLUSHING, MI	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 5, 2015 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 8, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 30, 2010 to Oct 1, 2012factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
May 22, 2009 to Feb 25, 2010factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 27, 2003 to Jul 6, 2005factForm ADV

Dated events

No dated event names this entity yet.