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F••••• P•••• F••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••• P•••• F••••••••• I•••

CRD 107915

NORTH ANDOVER, MA

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Search this name across graphsid dfx:ria:2a9d0ff1-dcd5-7d68-1c59-fafd193ded89

Data as of Sep 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2012 to Sep 1, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $207M••• Locked
Discretionary RAUM: $201M
Private client RAUM: $203Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $68.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••••• B••••••• M•••••••	Certified Financial Planner	PORTSMOUTH, NH \| NORTH ANDOVER, MA \| SUMMERVILLE, SC \| YORK, ME	28	39	n/a	no
K•••• J•••• K••••••	n/a	NORTH ANDOVER, MA \| PORTSMOUTH, NH	22	25

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• K••••• J••••	SHAREHOLDER/EXECUTIVE VICE PRESIDENT	C	yes	01/2012	Feb 6, 2012	Aug 30, 2024
M•••••••• E•••••• B•••••••	Shareholder	D	yes	07/1998	Feb 6, 2012	Aug 30, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Portsmouth	Nh	United States	3	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$207M	$184M	12.3%	$145M	12.5%	4	5	3	4

Relationships

Registered with (3)

← A•• E•••••••• M•••••••••Advisorregistration: previous registration
Aug 30, 1998 to Feb 22, 2012factForm ADV
← K•••• J•••• K••••••Advisorregistration: current employment
Mar 1, 2004 to presentfactForm ADV
← E••••• B••••••• M•••••••Advisorregistration: current employment
Aug 30, 1998 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Apr 14, 2015
First Form ADV filing
Morgillo Financial Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a9d0ff1-dcd5-7d68-1c59-fafd193ded89
First observed: Feb 6, 2012
Last observed: Sep 1, 2026 21 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.