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W••••• W•••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor54 years in industry

W••••• W•••••• S••••••••

Advisor at S••• F••••••••• L••

SNOHOMISH, WA | Ketchum, ID

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Search this name across graphsid dfx:ria:2aa1eec0-26ea-e2de-685e-b840b9902b00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1971earliest registration or exam on IAPD
Years in industry: 54derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••• F••••••••• L••	Independent wealth	Oct 27, 2020	n/a	yes	Ketchum, ID\|SNOHOMISH, WA	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Jan 24, 2001	Oct 30, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	S••• F••••••••• L••	Oct 30, 2020	Oct 27, 2020	-3	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ S••• F••••••••• L••Registered adviserregistration: current employment
Oct 27, 2020 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Jan 24, 2001 to Oct 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2aa1eec0-26ea-e2de-685e-b840b9902b00
First observed: Jan 24, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.