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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SOPHROSYNE CAPITAL, LLC

CRD 158843

NEW YORK, NY

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Search this name across graphsid dfx:ria:2aa5f7ca-3182-0fa0-527f-5d6b09c5b0a0

Data as of Jul 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jul 6, 2015
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $68.0MItem 5.F on the latest filing (2015-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $68.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 7
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $70.4Mgross asset value as reported per fund; never fund size
Custody, client assets: $22.5M
SEC number: 801-72700
CRD: 158843
Filings on the tape: 8
First filed: Mar 28, 2012
Latest filed: Jul 6, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SOPHROSYNE TECHNOLOGY FUND, LTD	Hedge Fund	$63.6M	Jul 6, 2015	90	Mar 28, 2012	reported	021-83523
SOPHROSYNE MALTHUSIAN PARTNERS, L.P.	Hedge Fund	$6.8M	Jul 6, 2015	6	Mar 28, 2012	reported	021-159254

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TAYLOR, BENJAMIN, JAMES	CHIEF COMPLIANCE OFFICER	E	yes	07/2015	Mar 28, 2012	Jul 6, 2015
BJT GIFT TRUST	OWNERSHIP IS FOR THE BENEFIT OF BEN TAYLOR'S CHILDREN	C	no	04/2012	Mar 27, 2013	Jul 6, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LAS VEGAS	Nv	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$190M	$190M	3	2	n/a	2	$70.4M
2013	Mar 11, 2014	$200M	$200M	7	6	n/a	2	$222M
2012	Mar 27, 2013	$340M	$340M	6	6	n/a	2	$222M
2011	Mar 28, 2012	$325M	$325M	n/a	n/a	n/a	2	$235M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$68.0M	$200M	-66.0%	$325M	-40.6%	2	7	n/a	n/a

Relationships

Advises (2)

→ SOPHROSYNE TECHNOLOGY FUND, LTDPrivate fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ SOPHROSYNE MALTHUSIAN PARTNERS, L.P.Private fundHedge Fund, IA
Mar 28, 2012 to presentfactForm ADV

Controls (1)

← TAYLOR, BENJAMIN, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← BJT GIFT TRUSTOwnerOWNERSHIP IS FOR THE BENEFIT OF BEN TAYLOR'S CHILDREN, ownership code C, domestic entity
Mar 27, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2aa5f7ca-3182-0fa0-527f-5d6b09c5b0a0
First observed: Mar 28, 2012
Last observed: Jul 6, 2015 136 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SOPHROSYNE CAPITAL, LLC

CRD 158843

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2aa5f7ca-3182-0fa0-527f-5d6b09c5b0a0

Data as of Jul 6, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SOPHROSYNE TECHNOLOGY FUND, LTD

Hedge Fund

$63.6M

Jul 6, 2015

Mar 28, 2012

reported

021-83523

SOPHROSYNE MALTHUSIAN PARTNERS, L.P.

Hedge Fund

$6.8M

Jul 6, 2015

Mar 28, 2012

reported

021-159254

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TAYLOR, BENJAMIN, JAMES

CHIEF COMPLIANCE OFFICER

yes

07/2015

Mar 28, 2012

Jul 6, 2015

BJT GIFT TRUST

OWNERSHIP IS FOR THE BENEFIT OF BEN TAYLOR'S CHILDREN

04/2012

Mar 27, 2013

Jul 6, 2015

City

State

Country

Employees

Also broker-dealer

LAS VEGAS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 25, 2015

$190M

n/a

$70.4M

2013

Mar 11, 2014

$200M

n/a

$222M

2012

Mar 27, 2013

$340M

n/a

$222M

2011

Mar 28, 2012

$325M

n/a

$235M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$68.0M

$200M

-66.0%

$325M

-40.6%

n/a