DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Wayzata, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Nov 10, 2023 | n/a | yes | Wayzata, MN | Current employment |
| STRATEGIC WEALTH GROUP | Independent wealth | Aug 9, 2023 | Oct 5, 2023 | no | EDEN PRAIRIE, MN|Plymouth, MN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 31, 2023 | Aug 4, 2023 | no | PLYMOUTH, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH GROUP | MORGAN STANLEY | Oct 5, 2023 | Nov 10, 2023 | 36 | Firm change | RIA to wirehouse |
| LPL FINANCIAL LLC | STRATEGIC WEALTH GROUP | Aug 4, 2023 | Aug 9, 2023 | 5 | Firm change | Ibd to RIA |