DFX Intelligence

K•••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

K•••••••• G••••••••

Advisor at P••••••••• L••

DES PLAINES, IL

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Search this name across graphsid dfx:ria:2ab0e204-d0f8-1e23-fead-57627f17f862

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• L••	State registered	May 22, 2018	n/a	yes	DES PLAINES, IL	Current employment
P••••••••• L••	State registered	May 22, 2018	Dec 31, 2021	no	DES PLAINES, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P••••••••• L••	Oct 30, 2023	May 22, 2018	-1,987	Firm change after gap	Ibd to state RIA
A•••• W••••• A•••••••• L••	L•• F•••••••• L••	Apr 28, 2016	Apr 27, 2016

Relationships

Registered with (5)

→ P••••••••• L••Registered adviserregistration: previous registration
May 22, 2018 to Dec 31, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 27, 2016 to Oct 30, 2023factForm ADV
→ A•••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2014 to Apr 28, 2016factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Oct 30, 2023
Advisor changed firm
K•••••••• G•••••••• left L•• F•••••••• L•• for P••••••••• L•• (registered 2018-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ab0e204-d0f8-1e23-fead-57627f17f862
First observed: Sep 5, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.