DFX Intelligence

D•••••• J••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

D•••••• J••••• S••••••

Advisor at M•••• W•••••

WHEATON, IL

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Search this name across graphsid dfx:ria:2ab43f2a-a87a-dc25-3de4-85f61ec803e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 11, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• W•••••	Independent wealth	Mar 31, 2023	n/a	yes	WHEATON, IL	Current employment
S•••••• F•••••••• P•••••••• L••	n/a	Feb 20, 2019	Mar 31, 2023	no	EAST PEORIA, IL\|East Peoria, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• P•••••••• L••	M•••• W•••••	Mar 31, 2023	Mar 31, 2023	0	Firm change	Other
S••••• W••••• M•••••••••	S•••••• F•••••••• P•••••••• L••	Nov 21, 2018	Feb 20, 2019

Relationships

Registered with (3)

→ M•••• W•••••Registered adviserregistration: current employment
Mar 31, 2023 to presentfactForm ADV
→ S•••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2019 to Mar 31, 2023factForm ADV
→ S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 10, 2018 to Nov 21, 2018factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ab43f2a-a87a-dc25-3de4-85f61ec803e3
First observed: Jan 10, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.