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RIA / WealthAdvisordual registered (broker-dealer)48 years in industry

JAMES FREDERICK SAYLER

Advisor at CETERA INVESTMENT ADVISERS LLC

ST. LOUIS, MO | SAINT LOUIS, MO

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Search this name across graphsid dfx:ria:2ab54dcb-6150-1173-0e68-4fbca42233ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 18, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1978earliest registration or exam on IAPD
Years in industry: 48derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 14, 1990
First registration: Aug 18, 1999
Dual registered: yes, broker-dealer
Other names: JIM SAYLER
IAPD individual key: 1729605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 12, 2020	n/a	yes	SAINT LOUIS, MO\|ST. LOUIS, MO	Current employment
DATATEX INVESTMENT SERVICES INC	Former SEC adviser	Jul 16, 2013	Mar 13, 2020	no	CLAYTON, MO\|ST. LOUIS, MO	Previous registration
SCHOWALTER & JABOURI FINANCIAL SERVICES, INC.	n/a	Feb 27, 2001	Dec 31, 2011	no	ST. LOUIS, MO	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	Aug 18, 1999	Jul 1, 2013	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DATATEX INVESTMENT SERVICES INC	CETERA INVESTMENT ADVISERS LLC	Mar 13, 2020	Mar 12, 2020	-1	Firm change	RIA to ibd
1ST GLOBAL ADVISORS INC	SCHOWALTER & JABOURI FINANCIAL SERVICES, INC.	Jul 1, 2013	Feb 27, 2001	-4,507	Firm change after gap	Other
SCHOWALTER & JABOURI FINANCIAL SERVICES, INC.	DATATEX INVESTMENT SERVICES INC	Dec 31, 2011	Jul 16, 2013	563	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 12, 2020 to presentfactForm ADV
→ DATATEX INVESTMENT SERVICES INCRegistered adviserregistration: previous registration
Jul 16, 2013 to Mar 13, 2020factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
Aug 18, 1999 to Jul 1, 2013factForm ADV
→ SCHOWALTER & JABOURI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 27, 2001 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.