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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MCRAE CAPITAL MANAGEMENT INC.

CRD 104567

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2abe8103-e537-1f43-09a3-cdda93e8eb62

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2012 to Mar 30, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $795MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $795M
Private client RAUM: $675MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $199Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 820
Individual clients: 0
High net worth clients: 736
SEC number: 801-15717
CRD: 104567
Filings on the tape: 22
First filed: Mar 20, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NJ
Website: mcraecapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RODERICK MCRAE III	Certified Financial Planner\|Chartered Financial Analyst	MORRISTOWN, NJ	24	32	n/a	no
PETER JAMES MCRAE	Certified Financial Planner	MORRISTOWN, NJ	22	23	n/a	no
WILLIAM F. KEEFE	n/a	Morristown, NJ	9	17	1	no
RODERICK MCRAE	Chartered Financial Analyst	MORRISTOWN, NJ	0	45	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCRAE III, RODERICK	MANAGING PARTNER/CHIEF COMPLIANCE OFFICER	D	yes	01/1997	Mar 20, 2012	Mar 14, 2024
MCRAE, PETER, JAMES	MANAGING PARTNER	D	yes	03/2004	Mar 20, 2012	Mar 14, 2024
NEMETH, HEATHER, M	VICE PRESIDENT	Na	no	10/2021	Mar 16, 2022	Mar 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$795M	$795M	8	5	0	n/a	n/a
2024	Mar 4, 2025	$816M	$816M	8	5	0	n/a	n/a
2023	Mar 14, 2024	$702M	$702M	7	4	0	n/a	n/a
2022	Mar 21, 2023	$585M	$585M	7	4	0	n/a	n/a
2021	Mar 16, 2022	$668M	$668M	8	4	0	n/a	n/a
2020	Mar 16, 2021	$562M	$562M	8	4	0	n/a	n/a
2019	Mar 24, 2020	$474M	$474M	8	4	0	n/a	n/a
2018	Mar 26, 2019	$389M	$389M	8	4	1	n/a	n/a
2017	Mar 23, 2018	$393M	$391M	8	4	1	n/a	n/a
2016	Mar 29, 2017	$350M	$347M	8	4	n/a	n/a	n/a
2015	Mar 14, 2016	$303M	$298M	7	3	n/a	n/a	n/a
2014	Mar 24, 2015	$308M	$302M	7	3	n/a	n/a	n/a
2013	Mar 28, 2014	$284M	$279M	7	3	n/a	n/a	n/a
2012	Mar 20, 2013	$244M	$239M	7	3	n/a	n/a	n/a
2011	Mar 20, 2012	$228M	$223M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$795M	$816M	-2.5%	$585M	10.8%	8	8	0	0

Relationships

Registered with (4)

← RODERICK MCRAEAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← WILLIAM F. KEEFEAdvisorregistration: current employment
Jan 11, 2017 to presentfactForm ADV
← PETER JAMES MCRAEAdvisorregistration: current employment
Jul 13, 2004 to presentfactForm ADV
← RODERICK MCRAE IIIAdvisorregistration: current employment
Jun 11, 2002 to presentfactForm ADV

Controls (2)

← MCRAE III, RODERICKOwnerMANAGING PARTNER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 20, 2012 to Mar 14, 2024factForm ADV
← MCRAE, PETER, JAMESOwnerMANAGING PARTNER, ownership code D, individual
Mar 20, 2012 to Mar 14, 2024factForm ADV

Owns (1)

← NEMETH, HEATHER, MOwnerVICE PRESIDENT, ownership code NA, individual
Mar 16, 2022 to Mar 14, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2abe8103-e537-1f43-09a3-cdda93e8eb62
First observed: Mar 20, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCRAE CAPITAL MANAGEMENT INC.

CRD 104567

MORRISTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2abe8103-e537-1f43-09a3-cdda93e8eb62

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:00 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RODERICK MCRAE III

Certified Financial Planner|Chartered Financial Analyst

MORRISTOWN, NJ

n/a

PETER JAMES MCRAE

Certified Financial Planner

MORRISTOWN, NJ

n/a

WILLIAM F. KEEFE

n/a

Morristown, NJ

RODERICK MCRAE

Chartered Financial Analyst

MORRISTOWN, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCRAE III, RODERICK

MANAGING PARTNER/CHIEF COMPLIANCE OFFICER

yes

01/1997

Mar 20, 2012

Mar 14, 2024

MCRAE, PETER, JAMES

MANAGING PARTNER

yes

03/2004

Mar 20, 2012

Mar 14, 2024

NEMETH, HEATHER, M

VICE PRESIDENT

10/2021

Mar 16, 2022

Mar 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$795M

n/a

2024

Mar 4, 2025

$816M

n/a

2023

Mar 14, 2024

$702M

n/a

2022

Mar 21, 2023

$585M

n/a

2021

Mar 16, 2022

$668M

n/a

2020

Mar 16, 2021

$562M

n/a

2019

Mar 24, 2020

$474M

n/a

2018

Mar 26, 2019

$389M

n/a

2017

Mar 23, 2018

$393M

$391M

n/a

2016

Mar 29, 2017

$350M

$347M

n/a

2015

Mar 14, 2016

$303M

$298M

n/a

2014

Mar 24, 2015

$308M

$302M

n/a

2013

Mar 28, 2014

$284M

$279M

n/a

2012

Mar 20, 2013

$244M

$239M

n/a

2011

Mar 20, 2012

$228M

$223M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$795M

$816M

-2.5%

$585M

10.8%