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Advisor at ALLY INVEST ADVISORS
CHARLOTTE, NC | Pensacola, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLY INVEST ADVISORS | Independent wealth | Jul 31, 2024 | n/a | yes | CHARLOTTE, NC|Pensacola, FL | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Apr 16, 2019 | Nov 7, 2019 | no | Chicago, IL|ARLINGTON, VA | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Feb 2, 2018 | Mar 25, 2019 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | ALLY INVEST ADVISORS | Nov 7, 2019 | Jul 31, 2024 | 1,728 | Firm change after gap | RIA to RIA |
| BMO HARRIS FINANCIAL ADVISORS, INC | E*TRADE CAPITAL MANAGEMENT, LLC | Mar 25, 2019 | Apr 16, 2019 | 22 | Firm change | Ibd to RIA |