DFX Intelligence

J••• L••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

J••• L••••••• L•••••

Advisor at S••••••• I••••••••• C••••••• L••

BUFFALO, NY

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Search this name across graphsid dfx:ria:2adb50f7-4a43-8edc-b917-c54c075e30b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 19, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• C••••••• L••	Independent wealth	Aug 16, 2021	n/a	yes	BUFFALO, NY	Current employment
S••••••• I••••••••• C••••••• L••	Independent wealth	Jun 13, 2016	Dec 31, 2016	no	BUFFALO, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	S••••••• I••••••••• C••••••• L••	Feb 15, 2018	Jun 13, 2016	-612	Firm change after gap	Other
1••• C•••••• M••••••••• C••••••	S•• I••••••••• I•••	Nov 5, 2007	Nov 2, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
2225:282624:WI:2018-02-15	Feb 15, 2018	Jun 13, 2016	APPLETON, WI	Firm change after gap

Relationships

Registered with (3)

→ S••••••• I••••••••• C••••••• L••Registered adviserregistration: previous registration
Jun 13, 2016 to Dec 31, 2016factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2007 to Feb 15, 2018factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviserregistration: previous registration
Jun 1, 2004 to Nov 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2adb50f7-4a43-8edc-b917-c54c075e30b9
First observed: Jun 1, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.