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RIA / WealthAdvisorCertified Financial Planner28 years in industry

JEREMY PAUL SCHWAB

Advisor at SUGAR MAPLE ASSET MANAGEMENT, LLC

SISTER BAY, WI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUGAR MAPLE ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 11, 1998
First registration: Feb 23, 2005
Dual registered: no
IAPD individual key: 2890688

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUGAR MAPLE ASSET MANAGEMENT, LLC	Independent wealth	Jan 8, 2016	n/a	yes	SISTER BAY, WI	Current employment
ADMIRAL ASSET MANAGEMENT, LLC	n/a	Sep 18, 2013	Jan 20, 2016	no	STURGEON BAY, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 11, 2011	Feb 3, 2016	no	GREEN BAY, WI\|STURGEON BAY, WI\|STURGEON BAY, WI	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Oct 7, 2010	Oct 11, 2011	no	GREENBAY, WI	Previous registration
BAKER TILLY INVESTMENT ADVISORS	Former SEC adviser	Feb 23, 2005	Jul 17, 2009	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ADMIRAL ASSET MANAGEMENT, LLC	Feb 3, 2016	Sep 18, 2013	-868	Firm change after gap	Other
ADMIRAL ASSET MANAGEMENT, LLC	SUGAR MAPLE ASSET MANAGEMENT, LLC	Jan 20, 2016	Jan 8, 2016	-12	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Oct 11, 2011	Oct 11, 2011	0	Bulk transfer	Other
BAKER TILLY INVESTMENT ADVISORS	UVEST FINANCIAL SERVICES GROUP, INC.	Jul 17, 2009	Oct 7, 2010	447	Firm change after gap	Other

Relationships

Registered with (5)

→ SUGAR MAPLE ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 8, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 11, 2011 to Feb 3, 2016factForm ADV
→ ADMIRAL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 18, 2013 to Jan 20, 2016factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Oct 7, 2010 to Oct 11, 2011factForm ADV
→ BAKER TILLY INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Feb 23, 2005 to Jul 17, 2009factForm ADV

Dated events

No dated event names this entity yet.