DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Shelby Alexis Lewis

Advisor at CETERA INVESTMENT ADVISERS LLC

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2af359de-9541-0929-176f-0c63583aa43b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 2, 2015
First registration: Aug 5, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 6250942

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 8, 2023	n/a	yes	SAN DIEGO, CA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 12, 2020	Feb 8, 2023	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Dec 20, 2018	Nov 12, 2020	no	SAN DIEGO, CA	Previous registration
PACIFIC WEALTH STRATEGIES GROUP, INC.	Independent wealth	Jan 13, 2017	Aug 17, 2018	no	Porterville, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Aug 5, 2015	Aug 16, 2018	no	PORTERVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Nov 12, 2020	0	Bulk transfer	Ibd to ibd
PACIFIC WEALTH STRATEGIES GROUP, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Aug 17, 2018	Dec 20, 2018	125	Firm change	RIA to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	PACIFIC WEALTH STRATEGIES GROUP, INC.	Aug 16, 2018	Jan 13, 2017	-580	Firm change after gap	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Feb 8, 2023factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Dec 20, 2018 to Nov 12, 2020factForm ADV
→ PACIFIC WEALTH STRATEGIES GROUP, INC.Registered adviserregistration: previous registration
Jan 13, 2017 to Aug 17, 2018factForm ADV

Dated events

No dated event names this entity yet.