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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
SALT LAKE CITY, UT | DENVER, CO | Clinton, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 9, 2015 | n/a | yes | SALT LAKE CITY, UT|DENVER, CO|Clinton, UT | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 20, 2015 | Oct 12, 2015 | no | OGDEN, UT|SAN DIEGO, CA|OGDEN, UT | Previous registration |
| ZIONS CAPITAL ADVISORS, INC. | Institutional manager | May 13, 2011 | Feb 20, 2015 | no | OGDEN, UT|SALT LAKE CITY, UT | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 20, 2011 | no | OGDEN, UT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 23, 2006 | Jun 1, 2009 | no | OGDEN, UT | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Nov 21, 2001 | Dec 3, 2004 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 12, 2015 | Oct 9, 2015 | -3 | Firm change | Other |
| ZIONS CAPITAL ADVISORS, INC. | LPL FINANCIAL LLC | Feb 20, 2015 | Feb 20, 2015 | 0 | Firm change | Other |
| MORGAN STANLEY | ZIONS CAPITAL ADVISORS, INC. | May 20, 2011 | May 13, 2011 | -7 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| STRATEGIC ADVISERS LLC | CITIGROUP GLOBAL MARKETS INC. | Dec 3, 2004 | May 23, 2006 | 536 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131308:6413:UT:2015-02-20 | Feb 20, 2015 | Feb 20, 2015 | SALT LAKE CITY, UT | Firm change |