DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATEGIC ADVISERS LLC
RAEFORD, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | RAEFORD, NC | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 22, 2022 | Mar 31, 2025 | no | SALT LAKE CITY, UT|NEW BRAUNFELS, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 16, 2021 | Oct 19, 2021 | no | SAN DIEGO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 7, 2015 | Jul 9, 2021 | no | FAYETTEVILLE, NC|SAN ANTONIO, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 16, 2013 | Mar 23, 2015 | no | SAN ANTONIO, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Nov 6, 2012 | Dec 5, 2013 | no | Colorado Springs, CO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 1, 2011 | Oct 2, 2012 | no | AUSTIN, TX|NEW BRAUNFELS, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Feb 16, 2010 | Nov 9, 2011 | no | San Antonio, TX | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Feb 18, 2005 | Jun 1, 2009 | no | FISHERS (INDIANAPOLIS), IN|FISHERS (INDIANAPOLIS), IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Oct 19, 2021 | Feb 22, 2022 | 126 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Jul 9, 2021 | Jul 16, 2021 | 7 | Firm change | Wirehouse to ibd |
| CHARLES SCHWAB & CO., INC. | WELLS FARGO ADVISORS | Dec 5, 2013 | Dec 16, 2013 | 11 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | CHARLES SCHWAB & CO., INC. | Oct 2, 2012 | Nov 6, 2012 | 35 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Nov 9, 2011 | Nov 1, 2011 | -8 | Firm change | Wirehouse to wirehouse |
| CHARLES SCHWAB & CO., INC. | MORGAN STANLEY | Jun 1, 2009 | Feb 16, 2010 | 260 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:288590:CA:2021-10-14 | Oct 19, 2021 | Feb 22, 2022 | SAN DIEGO, CA | Firm change |