DFX Intelligence

M••• A•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M••• A•••• W••••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Largo, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 4, 2025	n/a	yes	AUSTIN, TX\|Largo, FL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jul 19, 2024	Sep 4, 2025	no	Seven Fields, PA\|Beaver, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	K••••• A••••••• S•••••••• L••	Sep 4, 2025	Sep 4, 2025	0	Firm change	Ibd to ibd
B•• F•••••••• S•••••••• L••	C••••••••• F•••••••• N••••••	Mar 14, 2025	Jul 19, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:283330:PA:2025-09-04	Sep 4, 2025	Sep 4, 2025	BEAVER, PA	Firm change
3870:119937:PA:2024-07-23	Jul 23, 2024	Apr 20, 2017	WEXFORD, PA	Firm change after gap

Relationships

Registered with (5)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 4, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jul 19, 2024 to Sep 4, 2025factForm ADV
→ B•• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 20, 2017 to Mar 14, 2025factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Sep 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 2, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.