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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BARTON INVESTMENT MANAGEMENT, LLC

CRD 141084

W. CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b1567fe-c593-4d8a-60ae-160175492953

Data as of Feb 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 0
Observed: Mar 16, 2012 to Feb 2, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $985MItem 5.F on the latest filing (2026-02-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $985M
Private client RAUM: $977MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $164Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 263
Individual clients: 20
High net worth clients: 73
Custody, client assets: $136M
SEC number: 801-66964
CIK: 1387818
CRD: 141084
Filings on the tape: 33
First filed: Mar 16, 2012
Latest filed: Feb 2, 2026
Organised: Limited Liability Company, DE
Website: bartonim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JANNA MARTINELLI FORTE	n/a	WEST CONSHOHOCKEN, PA	9	30	1	no
PETER CONNABLE SHOUVLIN	n/a	W. CONSHOHOCKEN, PA \| WILTON, CT	8	13	n/a	no
JAMES MCCALL TATLOW	n/a	W. CONSHOHOCKEN, PA	6	41	1	no
JOHN BARTON RILEY	Chartered Financial Analyst	W. CONSHOHOCKEN, PA \| KEY LARGO, FL	5	44	n/a	no
HENRY BARTON RILEY	Chartered Financial Analyst	W. CONSHOHOCKEN, PA	5	20	n/a	no
MICHAEL DONALD JONES	Chartered Financial Analyst	W. CONSHOHOCKEN, PA	2	27	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FORTE, JANNA, MARTINELLI	CHIEF COMPLIANCE OFFICER	Na	yes	10/2016	Feb 2, 2026	Feb 2, 2026
RILEY, HENRY, BARTON	CO- FOUNDER/MEMBER	C	yes	06/2006	Feb 2, 2026	Feb 2, 2026
RILEY, JOHN, BARTON	MANAGING MEMBER / PRESIDENT	D	yes	05/2006	Feb 2, 2026	Feb 2, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 2, 2026	$985M	$985M	7	4	1	n/a	n/a
2024	Feb 12, 2025	$1.0B	$1.0B	7	4	1	n/a	n/a
2023	Feb 9, 2024	$846M	$846M	6	3	1	n/a	n/a
2022	Jan 27, 2023	$568M	$568M	6	3	1	n/a	n/a
2021	Jan 28, 2022	$1.2B	$1.2B	6	3	1	n/a	n/a
2020	Feb 8, 2021	$1.2B	$1.2B	6	3	1	n/a	n/a
2019	Mar 24, 2020	$687M	$687M	6	4	1	n/a	n/a
2018	Mar 21, 2019	$536M	$536M	5	3	1	n/a	n/a
2017	Feb 12, 2018	$491M	$491M	5	3	1	n/a	n/a
2016	Mar 8, 2017	$346M	$346M	5	2	n/a	n/a	n/a
2015	Feb 5, 2016	$340M	$340M	4	2	n/a	n/a	n/a
2014	Mar 13, 2015	$315M	$315M	4	2	n/a	n/a	n/a
2013	Mar 24, 2014	$298M	$298M	3	2	n/a	n/a	n/a
2012	Mar 15, 2013	$204M	$204M	3	2	n/a	n/a	n/a
2011	Mar 16, 2012	$174M	$174M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$985M	$1.0B	-1.6%	$568M	20.1%	7	7	1	1

Relationships

Registered with (6)

← MICHAEL DONALD JONESAdvisorregistration: current employment
Jun 20, 2024 to presentfactForm ADV
← HENRY BARTON RILEYAdvisorregistration: current employment
Oct 19, 2020 to presentfactForm ADV
← JOHN BARTON RILEYAdvisorregistration: current employment
Oct 9, 2020 to presentfactForm ADV
← JAMES MCCALL TATLOWAdvisorregistration: current employment
Mar 5, 2020 to presentfactForm ADV
← PETER CONNABLE SHOUVLINAdvisorregistration: current employment
Jan 10, 2018 to presentfactForm ADV
← JANNA MARTINELLI FORTEAdvisorregistration: current employment
Nov 2, 2016 to presentfactForm ADV

Controls (3)

← FORTE, JANNA, MARTINELLIOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 8, 2016 to Feb 9, 2024factForm ADV
← RILEY, JOHN, BARTONOwnerMANAGING MEMBER / PRESIDENT, ownership code D, individual
Mar 16, 2012 to Feb 9, 2024factForm ADV
← RILEY, HENRY, BARTONOwnerCO-FOUNDER/MEMBER, ownership code C, individual
Sep 9, 2019 to Feb 9, 2024factForm ADV

Dated events

Occurred
Feb 9, 2024
Regulatory AUM changed
Barton Investment Management, Llc reported RAUM $846.2M, up 49% from $567.8M (2023-01-27 to 2024-02-09)
Form ADVobserved 5 days ago
$278M
Occurred
Jan 27, 2023
Regulatory AUM changed
Barton Investment Management, Llc reported RAUM $567.8M, down 53% from $1.2B (2022-12-09 to 2023-01-27)
Form ADVobserved 5 days ago
$-633M
Occurred
Feb 8, 2021
Regulatory AUM changed
Barton Investment Management, Llc reported RAUM $1.2B, up 77% from $687.4M (2020-07-01 to 2021-02-08)
Form ADVobserved 5 days ago
$527M
Occurred
Mar 24, 2020
Regulatory AUM changed
Barton Investment Management, Llc reported RAUM $687.4M, up 28% from $536.2M (2019-09-09 to 2020-03-24)
Form ADVobserved 5 days ago
$151M
Occurred
Sep 9, 2019
Control person joined
Barton Henry Riley (Co-Founder) appeared on Schedule A of Barton Investment Management, Llc
Form ADVobserved 5 days ago
Occurred
Feb 12, 2018
Regulatory AUM changed
Barton Investment Management, Llc reported RAUM $490.6M, up 42% from $345.7M (2017-12-07 to 2018-02-12)
Form ADVobserved 5 days ago
$145M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b1567fe-c593-4d8a-60ae-160175492953
First observed: Mar 16, 2012
Last observed: Feb 2, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARTON INVESTMENT MANAGEMENT, LLC

CRD 141084

W. CONSHOHOCKEN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b1567fe-c593-4d8a-60ae-160175492953

Data as of Feb 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:22 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JANNA MARTINELLI FORTE

n/a

WEST CONSHOHOCKEN, PA

PETER CONNABLE SHOUVLIN

n/a

W. CONSHOHOCKEN, PA | WILTON, CT

n/a

JAMES MCCALL TATLOW

n/a

W. CONSHOHOCKEN, PA

JOHN BARTON RILEY

Chartered Financial Analyst

W. CONSHOHOCKEN, PA | KEY LARGO, FL

n/a

HENRY BARTON RILEY

Chartered Financial Analyst

W. CONSHOHOCKEN, PA

n/a

MICHAEL DONALD JONES

Chartered Financial Analyst

W. CONSHOHOCKEN, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FORTE, JANNA, MARTINELLI

CHIEF COMPLIANCE OFFICER

yes

10/2016

Feb 2, 2026

RILEY, HENRY, BARTON

CO- FOUNDER/MEMBER

yes

06/2006

Feb 2, 2026

RILEY, JOHN, BARTON

MANAGING MEMBER / PRESIDENT

yes

05/2006

Feb 2, 2026

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 2, 2026

$985M

n/a

2024

Feb 12, 2025

$1.0B

n/a

2023

Feb 9, 2024

$846M

n/a

2022

Jan 27, 2023

$568M

n/a

2021

Jan 28, 2022

$1.2B

n/a

2020

Feb 8, 2021

$1.2B

n/a

2019

Mar 24, 2020

$687M

n/a

2018

Mar 21, 2019

$536M

n/a

2017

Feb 12, 2018

$491M

n/a

2016

Mar 8, 2017

$346M

n/a

2015

Feb 5, 2016

$340M

n/a

2014

Mar 13, 2015

$315M

n/a

2013

Mar 24, 2014

$298M

n/a

2012

Mar 15, 2013

$204M

n/a

2011

Mar 16, 2012

$174M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$985M

$1.0B

-1.6%

$568M

20.1%