DFX Intelligence

S•••• D•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

S•••• D•••• H••••

Advisor at C••••••••• F•••••••• P•••••••• I•••

PALM SPRINGS, CA | Glendale, CA

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Search this name across graphsid dfx:ria:2b1a343a-e57e-e41a-7727-b5a4cc8d53ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• P•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• P•••••••• I•••	State registered	Sep 21, 2023	n/a	yes	Glendale, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 4, 2019	n/a	yes	PALM SPRINGS, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• P•••••••	C••••••••• F•••••••• P•••••••• I•••	Sep 22, 2023	Sep 21, 2023	-1	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
133809:328026:CA:2023-09-22	Sep 22, 2023	Sep 21, 2023	GLENDALE, CA	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2023 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ C••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Feb 26, 2020 to Sep 22, 2023factForm ADV

Dated events

Occurred
Sep 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b1a343a-e57e-e41a-7727-b5a4cc8d53ef
First observed: Feb 26, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.