DFX Intelligence

B•••• J••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

B•••• J••• L••••

Advisor at D• G••••• F•••••••• G••••• L••

THOUSAND OAKS, CA | Newport Beach, CA

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Search this name across graphsid dfx:ria:2b23d81f-06cc-0a0a-d274-3535ea369b88

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D• G••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 16, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D• G••••• F•••••••• G••••• L••	Independent wealth	Oct 3, 2023	n/a	yes	THOUSAND OAKS, CA\|Newport Beach, CA	Current employment
U••••• C•••••• F•••••••• A•••••••	Independent wealth	Feb 2, 2009	Jan 20, 2023	no	WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	D• G••••• F•••••••• G••••• L••	Jan 20, 2023	Oct 3, 2023	256	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	U••••• C•••••• F•••••••• A•••••••	Feb 11, 2009	Feb 2, 2009

Relationships

Registered with (3)

→ D• G••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 3, 2023 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 2, 2009 to Jan 20, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Feb 11, 2009factForm ADV

Dated events

Occurred
Jan 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b23d81f-06cc-0a0a-d274-3535ea369b88
First observed: Jul 8, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.