DFX Intelligence

O•••• H••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

O•••• H••••• C••••

Advisor at J•• F•••••••• G•••• L••

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:2b299417-3f44-9015-89ee-133f63f8917c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• F•••••••• G•••• L••	Independent wealth	Jan 14, 2020	n/a	yes	DOWNERS GROVE, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 26, 2004	Nov 26, 2019	no	Schaumburg, IL\|Omaha, NE\|CHICAGO, IL\|Milwaukee, WI\|Naperville, IL\|Orland Park, IL\|Chicago, IL\|Naperville, IL\|Naperville, IL\|Troy, MI\|Naperville, IL\|South Barrington, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	J•• F•••••••• G•••• L••	Nov 26, 2019	Jan 14, 2020	49	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ J•• F•••••••• G•••• L••Registered adviserregistration: current employment
Jan 14, 2020 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 26, 2004 to Nov 26, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b299417-3f44-9015-89ee-133f63f8917c
First observed: Apr 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.