This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC WEALTH, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 7, 1984earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

10

Exams

S63|S66

First exam

Sep 7, 1984

First registration

Jul 21, 2008

Dual registered

yes, broker-dealer

IAPD individual key

1278888

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2b31985d-c0e5-8b2c-e968-c4eb08df20d4

First observed

Jul 21, 2008

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.