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W•••••• J•••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

W•••••• J•••• L••••••••

Advisor at K•••••• O• C••••••• A•••• A••••••• L••

NEW HAVEN, CT

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Search this name across graphsid dfx:ria:2b3c6f83-151b-ac83-3279-22ef702ce875

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• O• C••••••• A•••• A••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• O• C••••••• A•••• A••••••• L••	Institutional manager	Jul 17, 2024	n/a	yes	NEW HAVEN, CT	Current employment
K•••••• O• C••••••• A•••• A••••••• L••	Institutional manager	Feb 13, 2023	Feb 2, 2024	no	Oakton, VA\|NEW HAVEN, CT\|Fairfax, VA

Relationships

Registered with (1)

→ K•••••• O• C••••••• A•••• A••••••• L••Registered adviserregistration: previous registration
Feb 13, 2023 to Feb 2, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b3c6f83-151b-ac83-3279-22ef702ce875
First observed: Feb 13, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.