S••••••• B••••

Advisor at C•••••••• G••••• M•••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b45977d-8466-558f-5c72-7a250b649a32

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Aug 30, 2023	n/a	yes	NEW YORK, NY\|New York, NY\|New York, NY\|Franklin Square, NY	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Apr 15, 2022	Sep 5, 2023	no	SCARSDALE, NY

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	C•••••••• G••••• M•••••• I•••	Sep 5, 2023	Aug 30, 2023	-6	Firm change	Ibd to ibd
L•• F•••••••• L••	H••• S••••••••• •••• I•••	Apr 12, 2022	Apr 15, 2022

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Apr 15, 2022 to Sep 5, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 19, 2020 to Apr 12, 2022factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Sep 5, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b45977d-8466-558f-5c72-7a250b649a32
First observed: Aug 21, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.