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Advisor at PLATFORM TECHNOLOGY PARTNERS
Locust Valley, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PLATFORM TECHNOLOGY PARTNERS | Independent wealth | Apr 30, 2020 | n/a | yes | Locust Valley, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Mar 26, 2010 | Dec 31, 2014 | no | Garden City, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 30, 2005 | Mar 19, 2010 | no | GARDEN CITY, NY|MITCHELL FIELD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | PLATFORM TECHNOLOGY PARTNERS | Dec 31, 2014 | Apr 30, 2020 | 1,947 | Firm change after gap | Wirehouse to RIA |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Mar 19, 2010 | Mar 26, 2010 | 7 | Firm change | Wirehouse to wirehouse |