DFX Intelligence

K••••••• J•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

K••••••• J•••• W•••

Advisor at E•••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:2b484a6e-f233-4677-e21a-46e676859b14

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 29, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Oct 3, 2022	n/a	yes	BALA CYNWYD, PA\|WILMINGTON, DE\|PERKASIE, PA\|PERKASIE, PA\|RIEGELSVILLE, PA\|Lititz, PA	Current employment
P••• I••••••••• A•••••••• I•••	Former SEC adviser	Aug 8, 2016	Mar 31, 2023	no	BALA CYNWYD, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• I••••••••• A•••••••• I•••	E•••••••• A•••••••• L••	Mar 31, 2023	Oct 3, 2022	-179	Channel change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
151715:6627:PA:2023-03-31	Mar 31, 2023	Oct 3, 2022	BALA CYNWYD, PA	Firm change after gap

Relationships

Registered with (2)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ P••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 8, 2016 to Mar 31, 2023factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b484a6e-f233-4677-e21a-46e676859b14
First observed: Aug 8, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.