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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Lisa Nguyen Booe

Advisor at WELLS FARGO ADVISORS

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b4a3f4f-bbf3-6e52-9474-66b13de67391

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2012 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 7, 2009
First registration: Aug 28, 2012
Dual registered: yes, broker-dealer
Other names: LISA N ALBRIGHT|LISA N ALBRIGHT|LISA N BOOE
IAPD individual key: 5730828

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Sep 11, 2026	n/a	yes	NAPERVILLE, IL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 11, 2026	n/a	yes	NAPERVILLE, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	Wheaton, IL\|Chicago, IL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 17, 2026	no	ST. CHARLES, IL\|ST. CHARLES, IL\|BATAVIA, IL\|Wheaton, IL\|ST. CHARLES, IL\|Chicago, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 28, 2012	Oct 1, 2012	no	BATAVIA, IL\|ST. CHARLES, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Aug 28, 2012	Oct 1, 2012	no	BATAVIA, IL\|ST. CHARLES, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	Sep 17, 2026	Sep 11, 2026	-6	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Aug 28, 2012 to Oct 1, 2012factForm ADV

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
Lisa Nguyen Booe left J.P. Morgan Securities LLC for Wells Fargo Advisors (registered 2026-09-11)
Form ADVobserved 2 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b4a3f4f-bbf3-6e52-9474-66b13de67391
First observed: Aug 28, 2012
Last observed: Sep 18, 2026 2 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Lisa Nguyen Booe

Advisor at WELLS FARGO ADVISORS

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b4a3f4f-bbf3-6e52-9474-66b13de67391

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:55 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Sep 11, 2026

n/a

yes

NAPERVILLE, IL

Current employment

WELLS FARGO ADVISORS

Wirehouse

Sep 11, 2026

n/a

yes

NAPERVILLE, IL

Current employment

J.P. MORGAN SECURITIES LLC

Wirehouse

Oct 1, 2012

n/a

yes

Wheaton, IL|Chicago, IL

Current employment

J.P. MORGAN SECURITIES LLC

Wirehouse

Oct 1, 2012

Sep 17, 2026

Previous registration

CHASE INVESTMENT SERVICES CORP.

Former SEC adviser

Aug 28, 2012

Oct 1, 2012

BATAVIA, IL|ST. CHARLES, IL

Previous registration

CHASE INVESTMENT SERVICES CORP.

Former SEC adviser

Aug 28, 2012

Oct 1, 2012

BATAVIA, IL|ST. CHARLES, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN SECURITIES LLC

WELLS FARGO ADVISORS

Sep 17, 2026

Sep 11, 2026

-6

Firm change

Wirehouse to wirehouse

CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN SECURITIES LLC

Oct 1, 2012

Bulk transfer

Other