DFX Intelligence

J••••• M••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

J••••• M••• S••••••••

Advisor at S•••••••• I••••••••• G••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:2b50a895-225a-e127-837f-e142d6152ce9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• G••••• L••	Independent wealth	May 6, 2016	n/a	yes	NEWPORT BEACH, CA	Current employment
S•••••••• R•••••••• C•••••• M••••••••• L••	Independent wealth	Dec 8, 2010	Sep 13, 2016	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• R•••••••• C•••••• M••••••••• L••	S•••••••• I••••••••• G••••• L••	Sep 13, 2016	May 6, 2016	-130	Firm change after gap	Other
S••••••• I••••••••• I•••	S•••••••• R•••••••• C•••••• M••••••••• L••	Nov 24, 2010	Dec 8, 2010

Relationships

Registered with (3)

→ S•••••••• I••••••••• G••••• L••Registered adviserregistration: current employment
May 6, 2016 to presentfactForm ADV
→ S•••••••• R•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2010 to Sep 13, 2016factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 24, 2008 to Nov 24, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b50a895-225a-e127-837f-e142d6152ce9
First observed: Dec 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.