DFX Intelligence

N•••••• I••••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

N•••••• I••••••• O•••••••

Advisor at S••••••• T•• C•••••• W••••• P••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:2b52166a-6088-cd98-e0af-1bd9660283b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• T•• C•••••• W••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• T•• C•••••• W••••• P••••••• L••	State registered	Jan 1, 2026	n/a	yes	LOS ANGELES, CA	Current employment
C•••••• C•••••• A•••••••• L••	n/a	Mar 26, 2019	Jul 22, 2020	no	LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C•••••• A•••••••• L••	S••••••• T•• C•••••• W••••• P••••••• L••	Jul 22, 2020	Jan 1, 2026	1,989	Firm change after gap	Other
P•••••••• A•••••••	C•••••• C•••••• A•••••••• L••	Nov 26, 2018	Mar 26, 2019

Relationships

Registered with (3)

→ S••••••• T•• C•••••• W••••• P••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ C•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2019 to Jul 22, 2020factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Jan 27, 2014 to Nov 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b52166a-6088-cd98-e0af-1bd9660283b2
First observed: Jan 27, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.