DFX Intelligence

S•••• K•••••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

S•••• K•••••••• M•••••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | Bedford, NH

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Search this name across graphsid dfx:ria:2b595416-b29e-dc43-932f-3ea2fc1b570d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jun 23, 2020	n/a	yes	TAMPA, FL\|Bedford, NH	Current employment
A•••••• W••••• M••••••••• L••	Independent wealth	Oct 2, 2017	Jun 2, 2020	no	MANCHESTER, NH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• W••••• M••••••••• L••	J• W• C••• A•••••••• I•••	Jun 2, 2020	Jun 23, 2020	21	Firm change	RIA to RIA
E••••• J••••	A•••••• W••••• M••••••••• L••	Sep 15, 2017	Oct 2, 2017

Relationships

Registered with (3)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Jun 23, 2020 to presentfactForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 2, 2017 to Jun 2, 2020factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 19, 2012 to Sep 15, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b595416-b29e-dc43-932f-3ea2fc1b570d
First observed: Jul 19, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.