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CRD 110793
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ANDREW CRAIG HART | n/a | NEW YORK, NY | 6 | 35 | 1 | no |
| Christopher Joseph Ofsthun | n/a | NEW YORK, NY | DENVER, CO | 5 | 16 | n/a | no |
| DANIEL ISAAC MAGIER | Certified Financial Planner | NEW YORK, NY | 5 | 13 | 1 | no |
| RYAN WILLIAM DAVIS | Chartered Financial Analyst | NEW YORK, NY | 5 | 13 | 1 | no |
| ROSS LEVIN | n/a | SUMMIT, NJ | NEW YORK, NY | 5 | 30 | 1 | no |
| Theodore Baskin Smith | n/a | SILVER SPRING, MD | NEW YORK, NY | 4 | 12 | n/a | yes |
| Frazer Clark Rice | n/a | NEW YORK, NY | 3 | 23 | 1 | no |
| CHRISTOPHER LEE FINEBURG | Chartered Financial Analyst | MARS, PA | NEW YORK, NY | 2 | 26 | 3 | no |
| Teresa Denise Armel | n/a | NEW YORK, NY | MESA, AZ | 2 | 18 | 2 | no |
| Danielle Emily Udland | n/a | NEW YORK, NY | 0 | 11 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAVIS, RYAN, WILLIAM | CHIEF INVESTMENT OFFICER AND PRESIDENT | Na | yes | 11/2019 | Jan 31, 2026 | Jan 31, 2026 |
| HART, ANDREW, CRAIG | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | Na | yes | 01/2022 | Jan 31, 2026 | Jan 31, 2026 |
| NEXT CAPITAL HOLDINGS, LLC | Owner | E | yes | 01/2022 | Jan 31, 2026 | Jan 31, 2026 |
| SANFORD, CATHERINE, ANNE | CHIEF OPERATING OFFICER | Na | yes | 11/2019 | Jan 31, 2026 | Jan 31, 2026 |
| HART, ANDREW, CRAIG | MANAGER AND BENEFICIAL OWNER | C | yes | 01/2022 | Mar 28, 2012 | Oct 28, 2024 |
| HART, ANDREW, CRAIG | SOLE OWNER | E | yes | 01/2022 | Mar 28, 2012 | Oct 28, 2024 |
| THE ACH FAMILY TRUST | Member | C | yes | 01/2022 | Mar 26, 2014 | Oct 28, 2024 |
| ACH MINORITY INTEREST INC. | Owner | Na | no | 01/2022 | Jan 31, 2026 | Jan 31, 2026 |
| CHRISTIANA BANK & TRUST | Trustee | F | no | 12/2012 | Mar 26, 2014 | Oct 28, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Jan 31, 2026 | $2.1B | $1.6B | 23 | 9 | 5 | n/a | n/a |
| 2024 | Apr 2, 2025 | $1.8B | $1.3B | 20 | 9 | 5 | n/a | n/a |
| 2023 | Mar 27, 2024 | $1.4B | $1.1B | 20 | 9 | 4 | n/a | n/a |
| 2022 | Jan 31, 2023 | $1.2B | $831M | 17 | 7 | 2 | n/a | n/a |
| 2021 | Jan 31, 2022 | $1.3B | $971M | 15 | 7 | 2 | n/a | n/a |
| 2020 | Mar 31, 2021 | $988M | $792M | 15 | 7 | 2 | n/a | n/a |
| 2019 | Mar 30, 2020 | $962M | $773M | 15 | 9 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $942M | $761M | 14 | 10 | 1 | n/a | n/a |
| 2017 | Mar 29, 2018 | $905M | $756M | 14 | 10 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $763M | $632M | 14 | 10 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $759M | $641M | 14 | 9 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $789M | $678M | 12 | 8 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $773M | $676M | 14 | 9 | n/a | n/a | n/a |
| 2012 | Mar 1, 2013 | $635M | $537M | 12 | 8 | n/a | n/a | n/a |
| 2011 | Mar 28, 2012 | $493M | $375M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.1B | $1.8B | 19.6% | $1.2B | 22.5% | 23 | 20 | 5 | 5 |