DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
BLOOMINGTON, MN | SAN DIEGO, CA | Bloomington, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 6, 2026 | n/a | yes | BLOOMINGTON, MN|SAN DIEGO, CA|Bloomington, MN | Current employment |
| THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | Former SEC adviser | Apr 30, 2024 | May 12, 2026 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | May 12, 2026 | Jan 6, 2026 | -126 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140551:6413:AZ:2026-05-12 | May 12, 2026 | Jan 6, 2026 | PHOENIX, AZ | Firm change after gap |