DFX Intelligence

W••••• L•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

W••••• L•• S•••••

Advisor at G••••• W••••• M••••••••• I•••

Englewood, CO

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Search this name across graphsid dfx:ria:2b5bac0d-8bd8-3620-db2d-6d89fd86454e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Feb 23, 2012	n/a	yes	Englewood, CO	Current employment
P•••••••• D••••• A•••••••• I•••	Former SEC adviser	Jan 11, 2017	Jul 2, 2024	no	Englewood, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• D••••• A•••••••• I•••	n/a	Jul 2, 2024	n/a	n/a	Departure no registered destination	Departure
E•••••• A••••••• G••••• L••	G••••• W••••• M••••••••• I•••	Feb 22, 2012	Feb 23, 2012	1

Relationships

Registered with (3)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Feb 23, 2012 to presentfactForm ADV
→ P•••••••• D••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2017 to Jul 2, 2024factForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Sep 30, 2011 to Feb 22, 2012factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor departed, no destination yet
W••••• L•• S••••• no longer registered at P•••••••• D••••• A•••••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b5bac0d-8bd8-3620-db2d-6d89fd86454e
First observed: Sep 30, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.