DFX Intelligence

R••••• F•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

R••••• F•••• S••••••

Advisor at C•••••• • S••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:2b636f7c-df7f-6c49-9ce0-f3542fa94797

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 2
Observed: Sep 1, 2021 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

R••••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • S••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • S••••• L••	Independent wealth	Feb 21, 2024	n/a	yes	NEW YORK, NY	Current employment
C•••••• • C••	Former SEC adviser	Mar 18, 2022	Feb 13, 2024	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• • C••	C•••••• • S••••• L••	Feb 13, 2024	Feb 21, 2024	8	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
106326:142633:NY:2024-02-13	Feb 13, 2024	Feb 21, 2024	NEW YORK, NY	Firm change

Relationships

Registered with (2)

→ C•••••• • S••••• L••Registered adviserregistration: current employment
Feb 21, 2024 to presentfactForm ADV
→ C•••••• • C••Registered adviserregistration: previous registration
Mar 18, 2022 to Feb 13, 2024factForm ADV

Dated events

Occurred
Feb 13, 2024
Advisor changed firm
R••••• F•••• S•••••• left C•••••• • C•• for C•••••• • S••••• L•• (registered 2024-02-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b636f7c-df7f-6c49-9ce0-f3542fa94797
First observed: Sep 1, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.