This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Nov 6, 2018

First registration

Nov 6, 2018

Dual registered

yes, broker-dealer

Other names

BUD AMBROSE|VINCENT J AMBROSE

IAPD individual key

1022527

• Occurred

  Apr 8, 2022
  Advisor changed firm

  Vincent Joseph Ambrose left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2022-04-04)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2b63e1f7-4fb4-c373-95ef-2e1d015c59fb

First observed

Nov 6, 2018

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.