This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BROADVIEW WEALTH PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 24, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Oct 24, 2005

First registration

Nov 3, 2005

Dual registered

no

Other names

DAWN M ROGERS|DAWN M. WELLING|DAWN M. ROGERS

IAPD individual key

4537652

• Occurred

  Oct 2, 2025
  Advisor changed firm

  Dawn M. Jones left Raymond James Financial Services Advisors, Inc for Broadview Wealth Partners (registered 2025-10-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2b662a00-a16e-c078-ee56-b59c63d7aaf9

First observed

Nov 3, 2005

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.