DFX Intelligence

R••••••• I••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R••••••• I••••••••• M••••••••• I•••

CRD 161521

GREENWICH, CT

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Search this name across graphsid dfx:ria:2b67e964-d176-76f5-92c6-f55e4114d893

Data as of Jul 2, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Jul 2, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $246M••• Locked
Discretionary RAUM: $246M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 2
Private funds

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• P•••••••• L•••	Hedge Fund	$121M	Jan 2, 2014	6	Feb 13, 2012	reported	021-128697

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J••• J•••••	PRESIDENT, CHIEF INVESTMENT OFFICER	E	yes	07/1994	Feb 13, 2012	Jul 2, 2012
G•••••• D••••• H•••••••	SVP, HEAD TRADER, CHIEF COMPLIANCE OFFICER	Na	no	02/2012	Feb 13, 2012	Jul 2, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••• A•••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a

Relationships

Advises (1)

→ R••••••• P•••••••• L•••Private fundHedge Fund, ERA
Feb 13, 2012 to presentfactForm ADV

Owns (1)

← G•••••• D••••• H•••••••OwnerSVP, HEAD TRADER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV

Controls (1)

← B•••• J••• J•••••OwnerPRESIDENT, CHIEF INVESTMENT OFFICER, ownership code E, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b67e964-d176-76f5-92c6-f55e4114d893
First observed: Feb 13, 2012
Last observed: Jul 2, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.