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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 5, 2026 | n/a | yes | ST. PETERSBURG, FL | Current employment |
| FISHER INVESTMENTS | Independent wealth | Apr 11, 2024 | Oct 7, 2024 | no | Tampa, FL|PLANO, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 22, 2022 | Jan 30, 2024 | no | Tampa, FL | Previous registration |
| PERSONAL CAPITAL ADVISORS CORPORATION | Former SEC adviser | Jul 5, 2022 | Aug 30, 2022 | no | GREENWOOD VILLAGE, CO|Brooksville, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | RAYMOND JAMES & ASSOCIATES, INC. | Oct 7, 2024 | Feb 5, 2026 | 486 | Firm change after gap | RIA to ibd |
| MORGAN STANLEY | FISHER INVESTMENTS | Jan 30, 2024 | Apr 11, 2024 | 72 | Firm change | Wirehouse to RIA |
| PERSONAL CAPITAL ADVISORS CORPORATION | MORGAN STANLEY | Aug 30, 2022 | Nov 22, 2022 | 84 | Firm change | RIA to wirehouse |