DFX Intelligence

J••• F•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

J••• F•••• B•••••••

Advisor at G••••••• F•••••••• P•••••••• L••

Corona Del Mar, CA

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Search this name across graphsid dfx:ria:2b6b954b-6162-723b-a28e-222b6c57a6be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 27, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••• F•••••••• P•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 11, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••• F•••••••• P•••••••• L••	Mixed wealth	Jan 1, 2026	n/a	yes	Corona Del Mar, CA	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Feb 15, 2017	Jun 5, 2025	no	Pasadena, CA\|Newport Beach, CA\|Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	G••••••• F•••••••• P•••••••• L••	Jun 5, 2025	Jan 1, 2026	210	Firm change	Ibd to RIA
W•••• F•••• A•••••••	W•••••• I••••••••• S•••••••••	Dec 21, 2016	Feb 15, 2017

Relationships

Registered with (4)

→ G••••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 15, 2017 to Jun 5, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Dec 21, 2016factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
J••• F•••• B••••••• left W•••••• I••••••••• S••••••••• for G••••••• F•••••••• P•••••••• L•• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b6b954b-6162-723b-a28e-222b6c57a6be
First observed: Mar 27, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.