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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FRIESS ASSOCIATES, LLC

CRD 107735

GREENVILLE, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b6bbfc4-12d4-4e88-bd30-e33b3db8af6c

Data as of Aug 18, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Aug 18, 2023
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $182MItem 5.F on the latest filing (2023-08-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $182M
Private client RAUM: $1.8MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 18
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $19.4Mgross asset value as reported per fund; never fund size
SEC number: 801-16178
CRD: 107735
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Aug 18, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FRIESS SMALL CAP TRUST	Other Private Fund	$71.2M	Mar 30, 2017	4	Mar 30, 2012	dropped	021-47138
GREENWICH FRIESS LONG/SHORT FUND, LP	Hedge Fund	$19.4M	Aug 18, 2023	11	Aug 4, 2016	reported	021-262325
FRIESS DIVIDEND GROWTH, L.P.	Other Private Fund	$7.4M	Aug 4, 2016	20	Mar 28, 2013	dropped	021-194049

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WILLIAMS, MATTHEW, R.	CHIEF COMPLIANCE OFFICER	A	no	07/2012	Mar 29, 2018	Aug 18, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 9, 2022	$182M	$182M	11	7	0	1	$19.4M
2020	Mar 26, 2021	$269M	$269M	4	3	0	1	$22.1M
2019	Mar 30, 2020	$957M	$957M	5	4	0	1	$14.7M
2018	Mar 27, 2019	$1.4B	$1.4B	5	4	0	1	$17.7M
2017	Mar 29, 2018	$1.3B	$1.3B	5	4	0	1	$16.1M
2016	Mar 30, 2017	$1.1B	$1.1B	5	4	n/a	2	$83.4M
2015	Mar 29, 2016	$1.0B	$1.0B	5	4	n/a	2	$39.8M
2014	Mar 30, 2015	$1.3B	$1.3B	5	4	n/a	2	$41.0M
2013	Mar 28, 2014	$1.3B	$1.3B	5	4	n/a	2	$38.9M
2012	Mar 28, 2013	$1.6B	$1.6B	5	4	n/a	2	$28.5M
2011	Mar 30, 2012	$4.3B	$4.3B	n/a	n/a	n/a	1	$81.0M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$182M	$269M	-32.4%	$1.4B	-49.4%	11	4	0	0

Relationships

Advises (3)

→ GREENWICH FRIESS LONG/SHORT FUND, LPPrivate fundHedge Fund, IA
Aug 4, 2016 to presentfactForm ADV
→ FRIESS SMALL CAP TRUSTPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Mar 30, 2017factForm ADV
→ FRIESS DIVIDEND GROWTH, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 28, 2013 to Aug 4, 2016factForm ADV

Owns (1)

← WILLIAMS, MATTHEW, R.OwnerCHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 29, 2018 to presentfactForm ADV

Affiliated with (1)

← FRIESS ASSOCIATES OF DELAWARE, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Dated events

Occurred
Jul 28, 2023
Control person left
Duffield David Marky (Chief Compliance Officer & Coo) no longer on Schedule A of Friess Associates, Llc (listed 2022-03-09, absent 2023-07-28)
Form ADVobserved 4 days ago
Occurred
Jul 28, 2023
Control person left
Wilson Scott Gates (Cio) no longer on Schedule A of Friess Associates, Llc (listed 2022-03-09, absent 2023-07-28)
Form ADVobserved 4 days ago
Occurred
Jul 28, 2023
Control person left
James Joseph Fields (Management Committee Member) no longer on Schedule A of Friess Associates, Llc (listed 2022-03-09, absent 2023-07-28)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Regulatory AUM changed
Friess Associates, Llc reported RAUM $269.2M, down 72% from $956.9M (2020-06-29 to 2021-03-26)
Form ADVobserved 4 days ago
$-688M
Occurred
Mar 30, 2020
Regulatory AUM changed
Friess Associates, Llc reported RAUM $956.9M, down 32% from $1.4B (2019-03-27 to 2020-03-30)
Form ADVobserved 4 days ago
$-447M
Occurred
Oct 30, 2013
Succession filed (Item 4)
Friess Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b6bbfc4-12d4-4e88-bd30-e33b3db8af6c
First observed: Mar 30, 2012
Last observed: Aug 18, 2023 37 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FRIESS ASSOCIATES, LLC

CRD 107735

GREENVILLE, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b6bbfc4-12d4-4e88-bd30-e33b3db8af6c

Data as of Aug 18, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:04 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FRIESS SMALL CAP TRUST

Other Private Fund

$71.2M

Mar 30, 2017

Mar 30, 2012

dropped

021-47138

GREENWICH FRIESS LONG/SHORT FUND, LP

Hedge Fund

$19.4M

Aug 18, 2023

Aug 4, 2016

reported

021-262325

FRIESS DIVIDEND GROWTH, L.P.

Other Private Fund

$7.4M

Aug 4, 2016

Mar 28, 2013

dropped

021-194049

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WILLIAMS, MATTHEW, R.

CHIEF COMPLIANCE OFFICER

07/2012

Mar 29, 2018

Aug 18, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 9, 2022

$182M

$19.4M

2020

Mar 26, 2021

$269M

$22.1M

2019

Mar 30, 2020

$957M

$14.7M

2018

Mar 27, 2019

$1.4B

$17.7M

2017

Mar 29, 2018

$1.3B

$16.1M

2016

Mar 30, 2017

$1.1B

n/a

$83.4M

2015

Mar 29, 2016

$1.0B

n/a

$39.8M

2014

Mar 30, 2015

$1.3B

n/a

$41.0M

2013

Mar 28, 2014

$1.3B

n/a

$38.9M

2012

Mar 28, 2013

$1.6B

n/a

$28.5M

2011

Mar 30, 2012

$4.3B

n/a

$81.0M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$182M

$269M

-32.4%

$1.4B

-49.4%