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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Walla Walla, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 19, 2023 | n/a | yes | Walla Walla, WA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 16, 2017 | Oct 18, 2023 | no | WALLA WALLA, WA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 16, 2012 | Feb 17, 2017 | no | Walla Walla, WA|ATHENA, OR|Hermiston, OR|ELGIN, OR|Milton Freewater, OR|John Day, OR|Pendleton, OR|Halfway, OR|La Grande, OR|Baker City, OR|Kennewick, WA|Richland, WA|Kennewick, WA|RICHLAND, WA|Pasco, WA | Previous registration |
| EDWARD JONES | National bd RIA | Feb 20, 2007 | May 11, 2012 | no | ST LOUIS, MO|WALLA WALLA, WA|WALLA WALLA, WA|WALLA WALLA, WA|WALLA WALLA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 18, 2023 | Oct 19, 2023 | 1 | Bulk transfer | Ibd to ibd |
| U.S. BANCORP INVESTMENTS, INC. | CETERA INVESTMENT ADVISERS LLC | Feb 17, 2017 | Feb 16, 2017 | -1 | Firm change | Other |
| EDWARD JONES | U.S. BANCORP INVESTMENTS, INC. | May 11, 2012 | May 16, 2012 | 5 | Firm change | Other |