DFX Intelligence

S••••••• S• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

S••••••• S• K••••••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | Boca Raton, FL

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Search this name across graphsid dfx:ria:2b75834c-6c92-7a6f-d3b7-2687892741c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Sep 21, 2022	n/a	yes	Boca Raton, FL\|SAN DIEGO, CA	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Jul 31, 2015	Sep 23, 2022	no	NEW YORK, NY\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	K•••••••• W••••• A•••••••• L••	Sep 23, 2022	Sep 21, 2022	-2	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 21, 2022 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Jul 31, 2015 to Sep 23, 2022factForm ADV

Dated events

Occurred
Sep 23, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b75834c-6c92-7a6f-d3b7-2687892741c7
First observed: Jul 31, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.